6411 Financial Asset Broking Services
This class consists of units mainly engaged in trading in stocks, shares or other financial assets on behalf of others, or in underwriting financial asset issues. Also included in this class are units mainly engaged in buying, selling and trading in mortgage documents for others.
- Division
- K Financial and Insurance Services
- Parent group
- 641 Auxiliary Finance and Investment Services
- Edition
- 2006 Revision 2.0
- Status
- Active
What this code includes
This class consists of units mainly engaged in trading in stocks, shares or other financial assets on behalf of others, or in underwriting financial asset issues. Also included in this class are units mainly engaged in buying, selling and trading in mortgage documents for others.
Activities and examples
- Commodity futures broking or dealing (on a commission or transaction fee basis)
- Financial asset broking service (on a commission or transaction fee basis)
- Stock broking or trading (on a commission or transaction fee basis)
- Trading of mortgages operation (on a commission or transaction fee basis)
Exclusions and references
- investing money in financial assets such as shares, bonds, bills, etc, on own account - see ANZSIC 6240 (Financial Asset Investing)
- providing investment management or advisory services, or arranging home loans for others on a commission or fee basis, - see ANZSIC 6419 (Other Auxiliary Finance and Investment Services)
Classification hierarchy
- ANZSIC
- K Financial and Insurance Services
- 64 Auxiliary Finance and Insurance Services
- 641 Auxiliary Finance and Investment Services
- 6411 Financial Asset Broking Services
Correspondence mappings
Related ATO BIC codes
Other classes in this group
- 6240 Financial Asset Investing investing money in financial assets such as shares, bonds, bills, etc, on own account is classified there.
- 6419 Other Auxiliary Finance and Investment Services providing investment management or advisory services, or arranging home loans for others on a commission or fee basis, is classified there.
In this section
- 6411Financial Asset Broking Services
- 6419Other Auxiliary Finance and Investment Services
Official source
- Official source
- ABS detailed classification page
- Last reviewed
- 2026-04-17
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